Maryanne Duca
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maryanne Duca, who also goes by Maryanne Duca Ms., was a registered financial professional .
Maryanne is a previously registered financial professional and started their career in finance in 1983. Maryanne had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 27, 2012 - July 22, 2016
STRATEGIC ADVISERS LLC
April 24, 2012 - July 22, 2016
FIDELITY BROKERAGE SERVICES LLC
February 23, 2010 - December 31, 2010
INVESTMENT PROFESSIONALS, INC.
February 11, 2010 - December 31, 2010
INVESTMENT PROFESSIONALS, INC.
July 17, 2006 - June 2, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
July 13, 2006 - June 2, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
January 1, 2001 - November 12, 2004
FIDELITY PERSONAL TRUST COMPANY, FSB
April 4, 1994 - November 12, 2004
STRATEGIC ADVISERS LLC
March 30, 1992 - November 12, 2004
FIDELITY BROKERAGE SERVICES LLC
August 29, 1988 - July 25, 1990
MARINE MIDLAND CAPITAL MARKETS CORP.
December 16, 1987 - January 23, 1992
HSBC BROKERAGE (USA) INC.
June 22, 1983 - May 5, 1986
REICH & TANG, L.P.
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
