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PH

Peter M. Hamder

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CRD#: 1076509
PH

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Peter Michael Hamder was a registered financial professional .

Peter is a previously registered financial professional and started their career in finance in 1983. Peter had worked at 2 firms and has passed the Series 63 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

April 20, 1983 - December 24, 1986

AMERICAN EXPRESS FINANCIAL CORPORATION

BD
CRD#: 6320
Past

April 20, 1983 - March 10, 1994

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 1/25/1983
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6
Date: 4/19/1983
Investment Company Products/Variable Contracts Representative Examination

Current Firm

AE
AMERICAN EXPRESS FINANCIAL CORPORATION
AMERICAN EXPRESS FINANCIAL CORPORATION | RIVERSOURCE INSURANCE ASSETS | RIVERSOURCE INSTITUTIONAL ADVISORS | RIVERSOURCE ALTERNATIVE INVESTMENTS | INVESTORS DIVERSIFIED SERVICES, INC. | IDS/AMERICAN EXPRESS INC. | IDS FINANCIAL SERVICES INC. | AMERIPRISE FINANCIAL, INC. | AMERIPRISE FINANCIAL SERVICES, INC.

CRD#: 6320 / SEC#: , 8-31250

BD
Terminated by SEC on 10/10/1999
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 09/29/1983
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AMERICAN EXPRESS FINANCIAL CORPORATION

CRD#: 6320

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