John H. Brymer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Hamilton Brymer SR, who also goes by John Hamilton Brymer, John Hamilton Brymes Sr, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1983. John had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2003 - September 1, 2016
WELLS FARGO CLEARING SERVICES, LLC
October 1, 2000 - September 1, 2016
WELLS FARGO CLEARING SERVICES, LLC
March 7, 1994 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
September 26, 1990 - October 4, 1991
FUNDMARK INVESTMENT COMPANY SERVICES, INC.
August 15, 1990 - October 19, 1993
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
January 2, 1990 - August 24, 1990
PRESCOTT, BALL & TURBEN, INC.
January 20, 1989 - January 2, 1990
GULFSTREAM FINANCIAL ASSOCIATES, INC.
January 5, 1987 - January 31, 1989
GRUNTAL & CO., L.L.C.
October 9, 1985 - January 13, 1987
MABON, NUGENT & CO.
April 23, 1985 - September 23, 1985
RAYMOND JAMES & ASSOCIATES, INC.
April 10, 1985 - April 22, 1985
BEVILL, BRESLER & SCHULMAN INCORPORATED
November 30, 1984 - March 22, 1985
CRALIN & CO., INC.
November 22, 1983 - November 12, 1984
E. F. HUTTON & COMPANY INC
Primary Firm SEC Registration
WELLS FARGO CLEARING SERVICES, LLC
CRD#: 19616 / SEC#: 801-37967, 8-37180
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WELLS FARGO CLEARING SERVICES, LLC
CRD#: 19616 / SEC#: 801-37967, 8-37180
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WACHOVIA SECURITIES FINANCIAL HOLDINGS, LLC | SOLE MEMBER | |
| CRONK, DARRELL | HEAD OF INVESTMENT SOLUTIONS / WIM CHIEF INVESTMENT OFFICER / BOARD OF MANAGERS / CONTROL PRINCIPAL | 2498892 |
| GINDI, SOL | PRESIDENT / HEAD OF WIM DISTRIBUTION / BOARD OF MANAGERS / CONTROL PRINCIPAL | 4903526 |
| KARANIK, ERIK ANTHONY | BOARD OF MANAGERS | 2260890 |
| LACEY, PAUL | PRINCIPAL OPERATIONS OFFICER / CONTROL PRINCIPAL | 5616656 |
| PATEL, RAKESH | CHIEF FINANCIAL OFFICER / BOARD OF MANAGERS | 5385585 |
| SAUNDERS, DAVID WARD | DESIGNATED STATE PRINCIPAL | 2448617 |
| SOMESHWAR, PRASANNA | HEAD OF BANKING, LENDING & TRUST / CONTROL PRINCIPAL | 7491790 |
| SOMMERS, BARRY | CHIEF EXECUTIVE OFFICER / BOARD OF MANAGERS | 2301454 |
| TSAMADIAS, CHRISTOS G | CHIEF COMPLIANCE OFFICER | 5433568 |
Regulatory assets under management
| Total Number of Accounts | 1,327,695 |
| AUM (Assets Under Management) | $ 606,037,831,365 |
Disclosures
| Regulatory Event | 182 |
| Civil Event | 2 |
| Arbitration | 303 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 12/11/2023 | ||
| 02/17/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
