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Vito J. Lucido

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CRD#: 1076498
VL

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Vito Joseph Lucido, who also goes by VIto Lucido, was a registered financial professional .

Vito is a previously registered financial professional and started their career in finance in 1983. Vito had worked at 13 firms and has passed the Series 63, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Vito Lucido

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 17, 2003 - April 30, 2004

WELLSTONE SECURITIES, LLC

BD
CRD#: 121559
CUMMING, GA
Past

January 10, 2001 - June 26, 2003

CONSUMER CONCEPTS INVESTMENTS, INC.

BD
CRD#: 26167
AUSTELL, GA
Past

October 6, 1997 - December 4, 2000

WMA SECURITIES, INC.

BD
CRD#: 32625
DULUTH, GA
Past

January 13, 1993 - August 22, 1997

CUTTER & COMPANY, INC.

BD
CRD#: 22449
BALLWIN, MO
Past

June 17, 1991 - October 14, 1991

ROBERT THOMAS SECURITIES, INC

BD
CRD#: 10147
ST. PETERSBURG, FL
Past

March 26, 1991 - August 30, 1991

OHIO INVESTMENT SECURITIES, INC.

BD
CRD#: 26549
Past

August 31, 1990 - March 13, 1991

SIMMONS & BISHOP CO. INC.

BD
CRD#: 14300
SCOTTSDALE, AZ
Past

August 30, 1990 - August 31, 1990

SUN SECURITIES, INC.

BD
CRD#: 16150
Past

April 4, 1990 - July 16, 1990

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

April 4, 1990 - July 16, 1990

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN
Past

July 28, 1987 - April 18, 1990

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ
Past

December 15, 1986 - June 25, 1987

NEWHARD, COOK & CO. INCORPORATED

BD
CRD#: 619
Past

January 20, 1983 - December 16, 1986

A. G. EDWARDS & SONS, INC.

BD
CRD#: 4

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 4/21/1983
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 1/15/1983
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/20/1990
General Securities Principal Examination

Current Firm

WS
WELLSTONE SECURITIES, LLC
WELLSTONE SECURITIES, LLC

CRD#: 121559 / SEC#: , 8-65427

BD
Terminated by SEC on 01/01/2008
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Contact information

Main Address
Mailing Address
Phone number
Established
Georgia since 04/02/2002
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
THE AFRICAN-AMERICAN CHURCH GROWTH FOUNDATION, INC. (NOT FOR PROFIT)PARENT
BROWN, MICHAEL OWENFINOP1658070
NORAGON, RAYMOND LEECCO, MUNICIPAL SECURITIES PRINCIPAL, MANAGING MEMBER4499699
TEDBALL, LAURA ANNECHIEF OPERATING OFFICER

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WELLSTONE SECURITIES, LLC

CRD#: 121559

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