Seward A. Linton

NATIONS FINANCIAL GROUP

Littleton, CO 80120

Some features on this profile are disabled

CRD#: 1076463

Professional summary

Seward Anderson Linton JR, who also goes by Andy Linton, Seward Anderson Linton, is a registered financial advisor currently at NATIONS FINANCIAL GROUP, INC. located in Littleton, Colorado.

Seward is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Seward has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 15, Series 7 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andy Linton | Seward Anderson Linton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LINTON INVESTMENT MANAGEMENT, LLC. 5656 S SYCAMORE ST. LITTLETON, CO 80120. IS INVESTMENT RELATED. NATURE OF BUSINESS IS DBA TO OFFER INVESTMENT AND ADVISORY SERVICES. POSITION IS OWNER. STARTED 1/1/2016. APPROX 0 HRS PER MONTH ON BUSINESS, NONE DURING SECURITIES TRADING HRS. DUTIES ARE TO USE DBA TO PROVIDE INVESTMENT AND ADVISORY SERVICES TO CLIENTS /// WILBANKS WEALTH MANAGEMENT GROUP,LLC. 5656 S SYCAMORE ST. LITTLETON, CO 80120. IS INVESTMENT RELATED. NATURE OF BUSINESS IS DBA TO OFFER INVESTMENT AND ADVISORY SERVICES. POSITION IS OWNER. STARTED 1/1/2020. APPROX 0 HRS PER MONTH ON BUSINESS, NONE DURING SECURITIES TRADING HRS. DUTIES ARE TO USE DBA TO PROVIDE INVESTMENT AND ADVISORY SERVICES TO CLIENTS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Seward Anderson Linton JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Seward Anderson Linton JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 17, 2020 - Present

NATIONS FINANCIAL GROUP, INC.

Office #1: 5656 S Sycamore St, Littleton, CO 80120

RIA

CRD#: 44181

Littleton, CO

Current

July 17, 2020 - Present

NATIONS FINANCIAL GROUP, INC.

Office #1: 5656 S Sycamore St, Littleton, CO 80120

RIA

CRD#: 44181

Littleton, CO

Past

September 13, 2013 - July 20, 2020

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

LAKEWOOD, CO

Past

September 13, 2013 - July 20, 2020

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

LAKEWOOD, CO

Past

January 1, 2008 - September 13, 2013

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

DENVER, CO

Past

January 1, 2008 - September 13, 2013

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

DENVER, CO

Past

August 11, 2006 - January 1, 2008

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

DENVER, CO

Past

August 11, 2006 - January 3, 2008

A. G. EDWARDS & SONS, INC.

CRD#: 4

DENVER, CO

Past

June 8, 2001 - August 24, 2006

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

DENVER, CO

Past

May 18, 2001 - August 24, 2006

RBC CAPITAL MARKETS, LLC

CRD#: 31194

DENVER, CO

Past

June 5, 1995 - June 4, 2001

PIPER SANDLER & CO.

CRD#: 665

MINNEAPOLIS, MN

Past

April 24, 1992 - July 5, 1995

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

March 3, 1988 - May 8, 1992

UBS FINANCIAL SERVICES INC.

CRD#: 8174

Past

March 10, 1986 - March 23, 1988

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

Past

December 27, 1982 - May 8, 1992

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NATIONS FINANCIAL GROUP, INC.

FRONTIER INVESTMENT SERVICES | NATIONS FINANCIAL GROUP, INC. | NATIONAL BROKERAGE SERVICES, INC.

CRD#: 44181 / SEC#: 801-57407, 8-50588

RIA

Registered Investment Advisory firm - SEC (5/3/2000 Approved)

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(7/17/2020)

California
(7/20/2020)

Colorado
(7/17/2020)

IAR

Colorado
(7/17/2020)

Kansas
(1/24/2023)

Michigan
(7/17/2020)

Montana
(7/17/2020)

Nevada
(3/22/2021)

New Mexico
(7/17/2020)

Oregon
(7/17/2020)

Texas
(7/17/2020)

IAR

Texas
(2/22/2023)

Washington
(7/17/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/27/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/28/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 15

Date: 8/12/1985

Foreign Currency Options Examination

General Industry/Product Exam

Series 7

Date: 11/20/1982

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 10/22/1982

National Commodity Futures Examination

SRO Registrations

FINRA

Current Firm

NATIONS FINANCIAL GROUP, INC.

FRONTIER INVESTMENT SERVICES | NATIONS FINANCIAL GROUP, INC. | NATIONAL BROKERAGE SERVICES, INC.

CRD#: 44181 / SEC#: 801-57407, 8-50588

RIA

Registered Investment Advisory firm - SEC (5/3/2000 Approved)

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411

Mailing Address

3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411

Phone number

(319) 393-9541

Established

Iowa since 11/14/1997

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (44 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A 33025 (3/26/2025)

WRAP BROCHURE 33025 (3/26/2025)

Direct owners and executive officers

Name	Position	CRD#
NFGI HOLDING CORPORATION	HOLDING CORPORATION
BENNETT, RICHARD SCOTT	CEO - CFO	858716
BJORSETH, ERIK JOHN	CHIEF GROWTH OFFICER	4404352
CAIRNEY, STEPHEN MICHAEL	PRESIDENT	3085019
KROUSIE, TRACEY LYNN	CHIEF OPERATIONS OFFICER	4475482
REIGHARD-KEAN, VICKI LIN	CHIEF COMPLIANCE OFFICER	4238486

Regulatory assets under management

Total Number of Accounts	9,822
AUM (Assets Under Management)	$ 3,867,522,560

Disclosures

Arbitration	1
Bond	1

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/26/2025	Cover Page	Report
09/26/2024	Cover Page	Report
11/22/2023	Cover Page	Report
12/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Craig Johlfs

LPL FINANCIAL LLC

IAR

Greenwood Village, CO

Ralph Jones

OPPENHEIMER & CO. INC.

IAR

Denver, CO

Lorie Jones

TANDEM FINANCIAL, LLC

IAR

GREENWOOD VILLAGE, CO

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Seward A. Linton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Seward Anderson Linton JR's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Seward Anderson Linton JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

NATIONS FINANCIAL GROUP, INC.

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

PIPER SANDLER & CO.

PRUDENTIAL EQUITY GROUP, LLC

UBS FINANCIAL SERVICES INC.

KIDDER, PEABODY & CO. INCORPORATED

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

NATIONS FINANCIAL GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/27/1999

Series 63

Date: 2/28/1983

SIE

Date: 10/1/2018

Series 15

Date: 8/12/1985

Series 7

Date: 11/20/1982

Series 3

Date: 10/22/1982

FINRA

Current Firm

NATIONS FINANCIAL GROUP, INC.

Contact information

SEC notice filing (44 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

NATIONS FINANCIAL GROUP, INC.

TRUST BUT VERIFY

Similar Advisors