Seward A. Linton
Professional summary
Seward Anderson Linton JR, who also goes by Andy Linton, Seward Anderson Linton, is a registered financial advisor currently at NATIONS FINANCIAL GROUP, INC. located in Littleton, Colorado.
Seward is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Seward has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 15, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Seward Anderson Linton JR's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Seward Anderson Linton JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 17, 2020 - Present
NATIONS FINANCIAL GROUP, INC.
Office #1: 5656 S Sycamore St, Littleton, CO 80120July 17, 2020 - Present
NATIONS FINANCIAL GROUP, INC.
Office #1: 5656 S Sycamore St, Littleton, CO 80120September 13, 2013 - July 20, 2020
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
September 13, 2013 - July 20, 2020
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
January 1, 2008 - September 13, 2013
WELLS FARGO CLEARING SERVICES, LLC
January 1, 2008 - September 13, 2013
WELLS FARGO CLEARING SERVICES, LLC
August 11, 2006 - January 1, 2008
A. G. EDWARDS & SONS, INC.
August 11, 2006 - January 3, 2008
A. G. EDWARDS & SONS, INC.
June 8, 2001 - August 24, 2006
RBC CAPITAL MARKETS, LLC
May 18, 2001 - August 24, 2006
RBC CAPITAL MARKETS, LLC
June 5, 1995 - June 4, 2001
PIPER SANDLER & CO.
April 24, 1992 - July 5, 1995
PRUDENTIAL EQUITY GROUP, LLC
March 3, 1988 - May 8, 1992
UBS FINANCIAL SERVICES INC.
March 10, 1986 - March 23, 1988
KIDDER, PEABODY & CO. INCORPORATED
December 27, 1982 - May 8, 1992
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
NATIONS FINANCIAL GROUP, INC.
CRD#: 44181 / SEC#: 801-57407, 8-50588
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/17/2020)
(7/20/2020)
(7/17/2020)
(7/17/2020)
(1/24/2023)
(7/17/2020)
(7/17/2020)
(3/22/2021)
(7/17/2020)
(7/17/2020)
(7/17/2020)
(2/22/2023)
(7/17/2020)
Exams
Series 15
Date: 8/12/1985
Foreign Currency Options ExaminationFINRA
Current Firm
NATIONS FINANCIAL GROUP, INC.
CRD#: 44181 / SEC#: 801-57407, 8-50588
Contact information
SEC notice filing (44 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 9,822 |
| AUM (Assets Under Management) | $ 3,867,522,560 |
Disclosures
| Arbitration | 1 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/26/2025 | ||
| 09/26/2024 | ||
| 11/22/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
