Judith G. Benbow
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Judith Glade Benbow, who also goes by Judith G Benbow, Judith Benbow, Judy G Benbow, Judy Benbow, was a registered financial professional .
Judith is a previously registered financial professional and started their career in finance in 1982. Judith had worked at 8 firms and has passed the Series 66, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 12, 2007 - March 16, 2012
COMERICA SECURITIES
July 10, 2007 - March 16, 2012
COMERICA SECURITIES
July 17, 2006 - September 28, 2006
METROPOLITAN LIFE INSURANCE COMPANY
July 17, 2006 - September 28, 2006
MSI FINANCIAL SERVICES, INC.
August 9, 2005 - March 14, 2006
OSAIC FS, INC.
June 1, 2005 - March 14, 2006
OSAIC FS, INC.
July 31, 2002 - June 13, 2003
MSI FINANCIAL SERVICES, INC.
May 21, 1999 - June 13, 2003
METROPOLITAN LIFE INSURANCE COMPANY
May 21, 1999 - June 13, 2003
MSI FINANCIAL SERVICES, INC.
August 25, 1986 - December 24, 1986
AMERICAN EXPRESS FINANCIAL ADVISORS JAPAN, INC.
January 10, 1983 - February 18, 1999
IDS LIFE INSURANCE COMPANY
December 10, 1982 - December 24, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
December 10, 1982 - February 18, 1999
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COMERICA SECURITIES
CRD#: 17079 / SEC#: 801-64897, 8-35001
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COMERICA INVESTMENT SERVICES, INC. | SHAREHOLDER | |
| AMOS, NICHOLAS CHARLES | DIRECTOR | 2013807 |
| CARR, JAMES | DIRECTOR | 4353199 |
| MAIER, JOHN BONIFACE | DIRECTOR | 1812378 |
| MURDOCK, WILLIAM B | CEO/PRESIDENT/CHAIRMAN | 5777100 |
| SCHELL, RICHARD EDWARD | DIRECTOR/ SENIOR VICE PRESIDENT/ CCO | 1543415 |
| THAIRANI, POOJA | DIRECTOR/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER | 7869698 |
Regulatory assets under management
| Total Number of Accounts | 4,527 |
| AUM (Assets Under Management) | $ 2,385,128,214 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/11/2023 | ||
| 12/05/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
