Philip Gurian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Philip Gurian was a registered financial professional .
Philip is a previously registered financial professional and started their career in finance in 1983. Philip had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 26, 1989 - March 20, 1990
ALISON, BAER SECURITIES INC.
September 16, 1988 - October 3, 1988
JONATHAN ALAN & CO., INC.
February 6, 1988 - May 5, 1988
PROFILE INVESTMENTS CORPORATION
November 18, 1987 - December 24, 1987
PROVIDENCE SECURITIES, INC.
January 3, 1986 - August 24, 1987
NORTH AMERICAN INVESTMENT CORP.
September 17, 1985 - October 21, 1985
THE STUART-JAMES COMPANY, INCORPORATED
September 21, 1983 - June 30, 1984
CITIWIDE SECURITIES CORP.
State Registrations and Notice Filings
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Exams
Current Firm
ALISON, BAER SECURITIES INC.
CRD#: 11808 / SEC#: , 8-27586
Contact information
Documents
Red Flags
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