Frank C. Paul
Professional summary
Frank Clifford Paul is a registered financial professional currently at MULTI-BANK SECURITIES, INC. located in Chicago, Illinois.
Frank is registered as a RR (Registered Representative) and started their career in finance in 1983. Frank has worked at 13 firms and has passed the Series 63, Series 52TO, SIE, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Frank Clifford Paul's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 1, 2019 - Present
MULTI-BANK SECURITIES, INC.
Office #1: 10 South Riverside Plaza 8th Floor - Suite 875, Chicago, IL 60606September 5, 2012 - March 29, 2019
ACADEMY SECURITIES, INC.
April 27, 2011 - August 28, 2012
BLAYLOCK VAN, LLC
February 17, 2010 - July 8, 2010
JESUP & LAMONT SECURITIES CORP
August 22, 2006 - July 21, 2008
KEYBANC CAPITAL MARKETS INC.
July 8, 2005 - August 31, 2006
OPPENHEIMER & CO. INC.
May 24, 2004 - May 17, 2005
LOOP CAPITAL MARKETS LLC
March 16, 1998 - March 4, 2004
GLEACHER & COMPANY SECURITIES, INC.
June 19, 1995 - February 12, 1998
PRINCIPAL FINANCIAL SECURITIES,INC.
November 14, 1994 - January 4, 1995
DAIN RAUSCHER INCORPORATED
May 21, 1993 - November 14, 1994
CLAYTON BROWN & ASSOCIATES, INC.
November 19, 1990 - March 26, 1993
RODMAN & RENSHAW INC.
May 26, 1983 - January 30, 1990
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/29/2020)
(5/10/2019)
(4/22/2020)
(9/16/2019)
(1/29/2020)
(7/29/2019)
(4/1/2019)
(8/6/2019)
(5/10/2019)
(1/29/2020)
(7/10/2019)
(6/3/2019)
(5/10/2019)
(1/26/2021)
(7/31/2019)
(5/10/2019)
(10/4/2019)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
MULTI-BANK SECURITIES, INC.
CRD#: 22098 / SEC#: , 8-39547
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
