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Christopher David Starkey

STARKEY & ASSOCIATES
WELDON SPRING, MO
·CRD# 1076370·41 years experience

Professional Summary

Christopher David Starkey, who also goes by Chris Starkey, is a registered financial advisor currently at STARKEY & ASSOCIATES, INC. located in Weldon Spring, Missouri. Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Christopher has worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chris Starkey

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

STARKEY & ASSOCIATES, INC.·CRD# 116023
RIA
Weldon Spring, MO
October 6, 2003 - Present
SECURITIES SERVICE NETWORK, LLC·CRD# 13318
BD
St. Charles, MO
August 12, 2004 - November 30, 2007
OSAIC WEALTH, INC.·CRD# 23131
BD
Scottsdale, AZ
October 15, 1996 - August 27, 2004
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC·CRD# 2881
BD
Milwaukee, WI
May 23, 1996 - June 22, 2000
ROBERT W. BAIRD & CO. INCORPORATED·CRD# 8158
BD
Milwaukee, WI
April 30, 1996 - November 12, 1996
OSAIC WEALTH, INC.·CRD# 23131
BD
Scottsdale, AZ
May 5, 1994 - May 7, 1996
G. R. PHELPS & CO., INC.·CRD# 173
BD
July 24, 1985 - May 5, 1994

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Current Firm

S&
STARKEY & ASSOCIATES, INC.

STARKEY & ASSOCIATES, INC.

CRD#: 116023
Louisiana
Registered Investment Advisory firm - Louisiana (5/27/2020 Approved)
Missouri
Registered Investment Advisory firm - Missouri (10/30/2000 Approved)
Texas
Registered Investment Advisory firm - Texas (6/12/2017 Conditional Restricted)

Contact Information

Main Address

Evergreen, CO

Phone Number

(636) 441-8100

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

36

AUM (Assets Under Management)

$25,000,000

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. OWNER OF BAND. OZARK MOUNTAIN BOYS, INC. (MUSIC) NON-INVESTMENT RELATED; SALES AND SERVICE OF VARIOUS TYPES OF INSURANCE THROUGH ANTHEM, BLUE CROSS AND BLUE SHIELD, UNITED HEALTHCARE AND STANDARD INSURANCE, AMERICAN NATIONAL AND OTHERS.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Louisiana
(5/27/2020)
IAR
Missouri
(10/6/2003)
IAR
Texas
(6/20/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2000About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1985About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jul 1985About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Christopher David Starkey's CRS (Customer Relationship Summary).

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