Carl D. Gill

ASSET PRESERVATION CAPITAL, LTD

Troy, MI 48084

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CRD#: 1076361

Professional summary

Carl Damien Gill is a registered financial advisor currently at ASSET PRESERVATION CAPITAL, LTD located in Troy, Michigan.

Carl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Carl has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 15, Series 5 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) ASSET PRESERVATION CAPITAL, LLC - AGENT/OWNER - INSURANCE AND FINANCIAL SERVICES - TROY, MI SINCE 10/2011, approximately 50% of time. 2) G.D. TAX AND ASSOCIATES - OWNER - TAX PREPARATION - TROY, MI SINCE 02/2012, approximately 10% of time.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carl Damien Gill's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 7, 2019 - Present

ASSET PRESERVATION CAPITAL, LTD

Office #1: 3331 W. Big Beaver Rd Suite 118, Troy, MI 48084

RIA

CRD#: 305899

Troy, MI

Past

January 31, 2018 - August 20, 2019

HEALTHVIEW ASSET MANAGEMENT, INC.

RIA

CRD#: 141884

Troy, MI

Past

March 28, 2016 - February 1, 2017

ELEVATED PERFORMANCE INVESTMENT GROUP, LLC

RIA

CRD#: 171950

Troy, MI

Past

January 11, 2012 - December 4, 2015

SPECTRUM FINANCIAL RESOURCES

RIA

CRD#: 127453

TROY, MI

Past

November 14, 2011 - December 4, 2015

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

TROY, MI

Past

December 21, 2010 - November 2, 2011

ASSET ADVISORS, LLC

RIA

CRD#: 118108

TROY, MI

Past

January 24, 2000 - August 26, 2011

PROFESSIONAL ASSET MANAGEMENT, INC.

CRD#: 21125

TROY, MI

Past

July 8, 1998 - December 17, 1999

LEONARD & COMPANY

CRD#: 36527

TROY, MI

Past

February 6, 1996 - January 30, 1998

VESTAX SECURITIES CORPORATION

CRD#: 10332

HUDSON, OH

Past

March 16, 1984 - January 3, 1996

FIRST OF MICHIGAN CORPORATION

CRD#: 311

DETROIT, MI

Past

November 26, 1982 - February 21, 1984

MORGAN STANLEY DW INC.

CRD#: 7556

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(11/7/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/13/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/24/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/4/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 10/2/1987

National Commodity Futures Examination

General Industry/Product Exam

Series 15

Date: 5/19/1984

Foreign Currency Options Examination

General Industry/Product Exam

Series 5

Date: 12/11/1982

Interest Rate Options Examination

General Industry/Product Exam

Series 7

Date: 11/20/1982

General Securities Representative Examination

Current Firm

ASSET PRESERVATION CAPITAL, LTD

CRD#: 305899 / SEC#:

Michigan

Registered Investment Advisory firm - (10/24/2019 Approved)

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Contact information

Main Address

3331 W. Big Beaver Rd Suite 118, Troy, MI 48084

Mailing Address

Phone number

(248) 649-4759

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	146
AUM (Assets Under Management)	$ 16,120,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Carl D. Gill

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carl Damien Gill's CRS (Customer Relationship Summary).

Certified licenses

Experience

HEALTHVIEW ASSET MANAGEMENT, INC.

ELEVATED PERFORMANCE INVESTMENT GROUP, LLC

SPECTRUM FINANCIAL RESOURCES

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

ASSET ADVISORS, LLC

PROFESSIONAL ASSET MANAGEMENT, INC.

LEONARD & COMPANY

VESTAX SECURITIES CORPORATION

FIRST OF MICHIGAN CORPORATION

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/13/2010

Series 63

Date: 11/24/1982

SIE

Date: 12/4/2015

Series 3

Date: 10/2/1987

Series 15

Date: 5/19/1984

Series 5

Date: 12/11/1982

Series 7

Date: 11/20/1982

Current Firm

ASSET PRESERVATION CAPITAL, LTD

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ASSET PRESERVATION CAPITAL, LTD

TRUST BUT VERIFY

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