Karmen D. Kingsmore

KINGSMORE WEALTH MANAGEMENT

Union, SC

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CRD#: 1076197

Professional summary

Karmen Dwayne Kingsmore is a registered financial advisor currently at KINGSMORE WEALTH MANAGEMENT, LLC located in Union, South Carolina.

Karmen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Karmen has worked at 9 firms and has passed the Series 63, Series 22TO, Series 6TO, SIE, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) LIFE & HEALTH INSURANCE SALES; APPROXIMATELY 20 HRS/MONTH. 2) CLEMSON UNIVERSITY TIGER BAND ASSOCIATION - CLEMSON, SC; CUTBA WAS ORGANIZED IN THE LATE 1970S TO SUPPORT TIGER BAND; NON INVESTMENT RELATED; VICE PRESIDENT/BOARD MEMBER/CHAIRMAN OF ANNUAL HOMECOMING ALUMNI TIGER BAND COMMITTEE; VOLUNTEER WORK FOR ACTIVITIES FOR TIGER BAND AND TIGER BAND ALUMNI EVENTS; 1% OF TIME SPENT 3) NOTARY PUBLIC - 1172 SANTUC CARLISLE HWY. UNION, SC 29379; NOTARIZE DOCUMENTS EXECUTED IN THE STATE OF SOUTH CAROLINA; NON INVESTMENT-RELATED ACTIVITY; 1% OF TIME SPENT

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karmen Dwayne Kingsmore's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 6, 2021 - Present

KINGSMORE WEALTH MANAGEMENT, LLC

RIA

CRD#: 306722

Union, SC

Past

January 5, 2015 - January 29, 2021

KOVACK ADVISORS, INC.

RIA

CRD#: 140808

UNION, SC

Past

October 15, 2014 - January 29, 2021

KOVACK SECURITIES INC.

CRD#: 44848

Union, SC

Past

January 8, 2008 - December 31, 2014

RESOURCE HORIZONS INVESTMENT ADVISORY, INC.

RIA

CRD#: 143384

UNION, SC

Past

April 12, 2001 - December 31, 2007

RESOURCE HORIZONS GROUP LLC

RIA

CRD#: 104368

UNION, SC

Past

March 8, 2001 - October 15, 2014

RESOURCE HORIZONS GROUP LLC

CRD#: 104368

UNION, SC

Past

September 26, 1997 - March 13, 2001

CENTENNIAL CAPITAL MANAGEMENT, INC.

CRD#: 38988

ATLANTA, GA

Past

January 7, 1994 - September 26, 1997

CADARET, GRANT & CO., INC.

CRD#: 10641

SYRACUSE, NY

Past

August 24, 1989 - January 22, 1994

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

December 3, 1982 - September 30, 1987

NYLIFE SECURITIES LLC

CRD#: 5167

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(1/8/2021)

IAR

South Carolina
(1/6/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/2/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 22TO

Date: 4/14/2024

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6TO

Date: 4/14/2024

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 22

Date: 8/2/1984

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 12/2/1982

Investment Company Products/Variable Contracts Representative Examination

Current Firm

KINGSMORE WEALTH MANAGEMENT, LLC

CRD#: 306722 / SEC#:

Georgia

Registered Investment Advisory firm - (1/8/2021 Approved)

South Carolina

Registered Investment Advisory firm - (1/5/2021 Approved)

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Contact information

Main Address

Union, SC

Mailing Address

Phone number

(864) 426-0225

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 265,677

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Karmen D. Kingsmore

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karmen Dwayne Kingsmore's CRS (Customer Relationship Summary).

Certified licenses

Experience

KOVACK ADVISORS, INC.

KOVACK SECURITIES INC.

RESOURCE HORIZONS INVESTMENT ADVISORY, INC.

RESOURCE HORIZONS GROUP LLC

RESOURCE HORIZONS GROUP LLC

CENTENNIAL CAPITAL MANAGEMENT, INC.

CADARET, GRANT & CO., INC.

GUARDIAN INVESTOR SERVICES LLC

NYLIFE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/2/1984

Series 22TO

Date: 4/14/2024

Series 6TO

Date: 4/14/2024

SIE

Date: 10/1/2018

Series 22

Date: 8/2/1984

Series 6

Date: 12/2/1982

Current Firm

KINGSMORE WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

KINGSMORE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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