Gerald G. Cobb
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerald Glenn Cobb, who also goes by Glenn Cobb, was a registered financial professional .
Gerald is a previously registered financial professional and started their career in finance in 1982. Gerald had worked at 11 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 2, 2005 - August 1, 2005
USALLIANZ SECURITIES, INC.
February 9, 2002 - May 4, 2005
PARKLAND SECURITIES, LLC
October 5, 2001 - February 9, 2002
WALNUT STREET SECURITIES, INC.
July 23, 1997 - October 4, 2001
INTERVEST INTERNATIONAL EQUITIES CORPORATION
June 5, 1997 - June 27, 1997
INTERVEST INTERNATIONAL EQUITIES CORPORATION
July 12, 1995 - June 5, 1997
MARINER FINANCIAL SERVICES, INC.
September 18, 1992 - February 21, 1994
G. R. PHELPS & CO., INC.
October 19, 1988 - July 7, 1995
INTERVEST INTERNATIONAL EQUITIES CORPORATION
February 23, 1987 - October 31, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
April 2, 1986 - May 22, 1990
EASTBROKERS NORTH AMERICA, INC.
March 1, 1985 - May 6, 1986
USLIFE EQUITY SALES CORP.
August 28, 1984 - April 17, 1986
ADVANTAGE CAPITAL CORPORATION
December 6, 1982 - August 6, 1984
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
USALLIANZ SECURITIES, INC.
CRD#: 40875 / SEC#: , 8-49216
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA | SHAREHOLDER | |
| HOWELL, RUTH ANNETTE | CHIEF COMPLIANCE OFFICER, COMPLIANCE REGISTERED OPTIONS PRINCIPAL | |
| INGERSOLL, THADDEUS WINTHROP III | COMPLIANCE MANAGER, SENIOR REGISTERED OPTIONS PRINCIPAL | 2616975 |
| JORGENSEN, MICHAEL JAMES | PRESIDENT | 2676329 |
| REITAN, EMILY SUZANNE | CHIEF FINANCIAL OFFICER & TREASURER | 5209812 |
| VITIELLO, VINCENT GERARD | CHAIRMAN OF THE BOARD | 1059845 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
