Darryl L. Pattillo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Darryl Ladd Pattillo was a registered financial professional .
Darryl is a previously registered financial professional and started their career in finance in 1982. Darryl had worked at 6 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 2008 - September 22, 2015
D. LADD PATTILLO & ASSOCIATES, INC.
August 29, 1991 - December 3, 2003
D. LADD PATTILLO & ASSOCIATES, INC.
September 4, 1990 - January 23, 1991
WELLS FARGO CLEARING SERVICES, LLC
November 13, 1989 - September 4, 1990
LOVETT UNDERWOOD NEUHAUS & WEBB, INC.
September 21, 1984 - November 13, 1989
UNDERWOOD, NEUHAUS & CO., INCORPORATED
April 7, 1983 - November 5, 1984
UBS FINANCIAL SERVICES INC.
November 24, 1982 - June 1, 1984
BLYTH EASTMAN PAINE WEBBER INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
D. LADD PATTILLO & ASSOCIATES, INC.
CRD#: 114736 / SEC#:
Contact information
Red Flags
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