George P. Brown
Professional summary
George Philip Brown was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
George is a previously registered financial advisor and started their career in finance in 1982. Prior to being barred, George had worked at 4 firms, which includes BROWN INVESTMENT ADVISORS INC, CETERA ADVISORS LLC, JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY, AMERICAN PREFERRED SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 19, 1991 - September 9, 2015
BROWN INVESTMENT ADVISORS INC
September 28, 1990 - June 19, 2001
CETERA ADVISORS LLC
October 19, 1983 - October 22, 1990
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
October 19, 1982 - October 4, 1990
AMERICAN PREFERRED SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
BROWN INVESTMENT ADVISORS INC
CRD#: 108924 / SEC#: 801-57112
Contact information
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