Ellen T. Crocker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ellen Trudy Crocker, who also goes by Ellen Salathe Krueger, Ellen Trudy Krueger, Ellen Trudy Salathe, Ellen Salathe, was a registered financial professional .
Ellen is a previously registered financial professional and started their career in finance in 1985. Ellen had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 2, 1994 - December 31, 2011
BUTTONWOOD PARTNERS, INC.
November 21, 1991 - June 6, 1994
PRUDENTIAL EQUITY GROUP, LLC
May 14, 1988 - December 5, 1989
LEHMAN BROTHERS INC.
June 19, 1985 - May 14, 1988
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BUTTONWOOD PARTNERS, INC.
CRD#: 27108 / SEC#: 801-37383, 8-42883
Contact information
FINRA licenses (47 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KRUEGER, BRUCE EDWARD | DIRECTOR, TREASURER, VICE PRESIDENT | 853517 |
| MCLELLAN, JODIE ANNETTE | VICE PRESIDENT AND SECRETARY | 2751334 |
| RADEMACHER, GREGORY SCOTT | PRESIDENT AND FINOP | 2949618 |
| VELOFF, KATIE MARIE | DIRECT OWNER | 7121396 |
| STRANG, TAMI KAY | CHIEF COMPLIANCE OFFICER AND MUNICIPAL SECURITIES PRINCIPAL | 1964152 |
Regulatory assets under management
| Total Number of Accounts | 32 |
| AUM (Assets Under Management) | $ 15,392,109 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
