William S. Ketcik
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Stanley Ketcik, who also goes by William S Ketcik, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2011. William had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 28, 2020 - April 28, 2026
TASTYTRADE, INC.
December 19, 2016 - October 5, 2020
TRADESTATION SECURITIES, INC.
January 30, 2015 - December 9, 2016
PNC WEALTH MANAGEMENT LLC
January 30, 2015 - December 9, 2016
PNC WEALTH MANAGEMENT LLC
September 27, 2013 - February 4, 2014
PNC WEALTH MANAGEMENT LLC
September 28, 2011 - July 18, 2013
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TASTYTRADE, INC.
CRD#: 277027 / SEC#: , 8-69649
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TASTYLIVE, INC. | OWNER | |
| ADLER, KERRY ANN PATRICIA | INTERIM CHIEF COMPLIANCE OFFICER | 3269947 |
| BRASIL DE OLIVEIRA, LUIS FERNANDO | CHIEF OPERATING OFFICER | 5652832 |
| CHIOU, JASON | HEAD OF CLIENT BROKERAGE SERVICES | 6757512 |
| GRACE, CHRISTOPHER WILLIAM | HEAD OF BROKERAGE TRADING OPERATIONS | 5985000 |
| MONTERRUBIO, DAMON | AML COMPLIANCE OFFICER | 5565532 |
| SLOAN, JACQUELINE LEE | FINOP | 2717305 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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