David A. Trifon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Arthur Trifon was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1982. David had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 15, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2021 - October 3, 2025
KOINONIA FINANCIAL
March 6, 2017 - January 29, 2021
KOINONIA FINANCIAL
September 2, 2016 - December 31, 2016
KOINONIA FINANCIAL
May 30, 2003 - March 14, 2017
LPL FINANCIAL LLC
May 28, 2003 - January 7, 2025
LPL FINANCIAL LLC
October 13, 1992 - May 30, 2003
WELLS FARGO CLEARING SERVICES, LLC
October 11, 1992 - May 30, 2003
WELLS FARGO CLEARING SERVICES, LLC
January 1, 1991 - September 23, 1992
UBS FINANCIAL SERVICES INC.
November 24, 1982 - January 1, 1991
ROTAN MOSLE INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 1/17/1984
Foreign Currency Options ExaminationCurrent Firm
KOINONIA FINANCIAL
CRD#: 312136 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 525 |
| AUM (Assets Under Management) | $ 101,497,550 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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