William F. Kennedy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Francis Kennedy JR, who also goes by William Francis Kennedy, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1982. William had worked at 6 firms and has passed the Series 66, Series 63, Series 7, Series 6 and Series 5 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 26, 2008 - September 30, 2016
SCEPTER CAPITAL MANAGEMENT, LLC
September 27, 2006 - May 5, 2008
J.P. MORGAN SECURITIES INC.
July 1, 2006 - May 5, 2008
J.P. MORGAN SECURITIES INC.
January 3, 2005 - September 27, 2006
BANC ONE SECURITIES CORPORATION
December 9, 2004 - July 1, 2006
BANC ONE SECURITIES CORPORATION
March 19, 2004 - December 31, 2004
VOYA FINANCIAL ADVISORS, INC.
September 20, 1988 - September 26, 1989
TRUIST INVESTMENT SERVICES, INC.
November 24, 1982 - September 4, 1986
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
Series 5
Date: 12/11/1982
Interest Rate Options ExaminationCurrent Firm
SCEPTER CAPITAL MANAGEMENT, LLC
CRD#: 147622 / SEC#:
Contact information
Red Flags
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