Warren W. Wall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Warren William Wall, CFP® was a registered financial professional .
Warren is a previously registered financial professional and started their career in finance in 1982. Warren had worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 53, Series 24, Series 27 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 8, 2023 - February 6, 2025
PARADIGM MONEY MANAGEMENT, LLC
December 19, 2007 - January 4, 2010
RIDGEWAY & CONGER, INC.
June 20, 2002 - December 31, 2020
W.WALL AND COMPANY, INC.
July 11, 1996 - January 6, 2009
WALL AND COMPANY SECURITIES, INC.
June 9, 1988 - July 5, 1996
A. G. EDWARDS & SONS, INC.
December 21, 1982 - June 20, 1988
J.C. BRADFORD & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 1/27/1988
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
PARADIGM MONEY MANAGEMENT, LLC
CRD#: 304097 / SEC#:
Contact information
Red Flags
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