Suellen Hogue

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CRD#: 1075675

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Suellen Hogue, who also goes by Suellen Hammond Clark, Suellen Clark, Suellen Hammond, was a registered financial professional .

Suellen is a previously registered financial professional and started their career in finance in 1983. Suellen had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Suellen Hammond Clark | Suellen Clark | Suellen Hammond

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 12, 2003 - January 22, 2019

HODGES CAPITAL MANAGEMENT INC

RIA

CRD#: 110080

DALLAS, TX

Past

December 4, 2003 - January 22, 2019

FIRST DALLAS SECURITIES INCORPORATED

CRD#: 24549

DALLAS, TX

Past

July 17, 2000 - December 31, 2001

LOCKWOOD FINANCIAL SERVICES, INC.

CRD#: 40655

MALVERN, PA

Past

August 19, 1996 - September 10, 1998

BANK UNITED SECURITIES CORP.

CRD#: 30288

HOUSTON, TX

Past

March 4, 1991 - August 16, 1996

NUVEEN SECURITIES, LLC

CRD#: 469

CHICAGO, IL

Past

November 3, 1989 - February 22, 1991

WILDER RICHMAN SECURITIES CORPORATION

CRD#: 17681

GREENWICH, CT

Past

May 14, 1988 - April 13, 1989

LEHMAN BROTHERS INC.

CRD#: 7506

Past

December 22, 1983 - May 14, 1988

E. F. HUTTON & COMPANY INC

CRD#: 235

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HODGES CAPITAL MANAGEMENT INC

CRD#: 110080 / SEC#: 801-35811

RIA

Registered Investment Advisory firm - (1/5/1990 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/17/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/1/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/17/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/28/1997

General Securities Principal Examination

Current Firm

HODGES CAPITAL MANAGEMENT INC

CRD#: 110080 / SEC#: 801-35811

RIA

Registered Investment Advisory firm - (1/5/1990 Approved)

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Contact information

Main Address

2905 Maple Ave, Dallas, TX 75201

Mailing Address

Phone number

(888) 878-4426

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HODGES PRIVATE CLIENT WRAP BROCHURE-OCT 2025 (10/31/2025)

ADV BROCHURE-OCT 2025 (10/31/2025)

Regulatory assets under management

Total Number of Accounts	448
AUM (Assets Under Management)	$ 1,240,237,495

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Suellen Hogue

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FIRST DALLAS SECURITIES INCORPORATED

LOCKWOOD FINANCIAL SERVICES, INC.

BANK UNITED SECURITIES CORP.

NUVEEN SECURITIES, LLC

WILDER RICHMAN SECURITIES CORPORATION

LEHMAN BROTHERS INC.

E. F. HUTTON & COMPANY INC

Primary Firm SEC Registration

HODGES CAPITAL MANAGEMENT INC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/17/1996

Series 63

Date: 2/1/1984

SIE

Date: 10/1/2018

Series 7

Date: 12/17/1983

Series 24

Date: 1/28/1997

Current Firm

HODGES CAPITAL MANAGEMENT INC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HODGES CAPITAL MANAGEMENT INC

TRUST BUT VERIFY

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