AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
LH

Lon E. Henderson

SOLTIS INVESTMENT ADVISORS
ST. GEORGE, UT 84770
Some features on this profile are disabled
CRD#: 1075600
LH

Professional summary

Lon Edgar Henderson MR. is a registered financial advisor currently at SOLTIS INVESTMENT ADVISORS, LLC located in St. George, Utah.

Lon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Lon has worked at 5 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 8 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
WINGATE CAPITAL PARTNERS LC (INVESTMENT RELATED) 192 E 200 N #100 ST GEORGE UT 84770, GENERAL PARTNER; WINGATE PRIVATE EQUITY FUND LP, MANAGER, START DATE: FEB 2003; SMITH & HENDERSON INC 192 E 200 N #100 ST GEORGE UT 84770 MANAGEMENT COMPANY (NOT INVESTMENT RELATED) PARTNER SINCE JAN 1993; S & H HOLDINGS LC 192 E 200 N #100 ST GEORGE UT 84770 REAL ESTATE HOLDINGS (NOT INVESTMENT RELATED) PARTNER SINCE MAY 1994; STONE CLIFF LC 192 E 200 N #100 ST GEORGE UT 84770 REAL ESTATE DEVELOPMENT (NOT INVESTMENT RELATED) PARTNER SINCE OCT 1992; HORIZON HOMES LC 192 E 200 N #100 ST GEORGE UT 84770 REAL ESTATE DEVELOPMENT (NOT INVESTMENT RELATED) PARTNER SINCE DEC 1997; TOTAL HOURS PER MONTH DEVOTED TO ABOVE BUSINESSES: 5; BILT, Shareholder, Board of Director (not investment related) TOTAL HOURS DEVOTED TO ABOVE BUSINESSES DURING SECURITIES TRADING: 0; DUTIES: MANAGEMENT

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lon Edgar Henderson MR.'s CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 20, 2011 - Present

SOLTIS INVESTMENT ADVISORS, LLC

Office #1: 20 North Main Suite 400, St. George, UT 84770
RIA
CRD#: 154690
ST. GEORGE, UT
Past

September 21, 2010 - September 1, 2011

SOLTIS INVESTMENT ADVISORS, LLC

RIA
CRD#: 154690
ST. GEORGE, UT
Past

February 6, 1995 - July 18, 1996

SECURITIES AMERICA, INC.

BD
CRD#: 10205
LAVISTA, NE
Past

June 22, 1993 - December 13, 2011

SOLTIS INVESTMENT ADVISORS, INC.

RIA
CRD#: 106134
ST. GEORGE, UT
Past

November 8, 1983 - April 6, 1993

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

November 24, 1982 - October 31, 1983

FOSTER & MARSHALL INC.

BD
CRD#: 321

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
SOLTIS INVESTMENT ADVISORS, LLC
SOLTIS INVESTMENT ADVISORS, LLC

CRD#: 154690 / SEC#: 801-71833

RIA
Registered Investment Advisory firm - (9/20/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Utah
(10/5/2011)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/11/1992
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/29/1982
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 3
Date: 12/13/1982
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 11/20/1982
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 8
Date: 5/3/1990
General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

SI
SOLTIS INVESTMENT ADVISORS, LLC
SOLTIS INVESTMENT ADVISORS, LLC

CRD#: 154690 / SEC#: 801-71833

RIA
Registered Investment Advisory firm - (9/20/2010 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
20 North Main Suite 400, St. George, UT 84770
Mailing Address
Phone number
(435) 674-1600
Established
Firm type
Fiscal year end
# of Employees
95

SEC notice filing (41 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SOLTIS BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts4,499
AUM (Assets Under Management)$ 8,352,553,865

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SOLTIS INVESTMENT ADVISORS, LLC

CRD#: 154690St. George, UT 84770

TRUST BUT VERIFY

Monitor Lon Henderson

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Bruce Robert Parmenter JR
Bruce ParmenterAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Southgate, MI
Matthew John Stewart
Matthew StewartAdvisorCheck Check Mark
FORESTVIEW FINANCIAL PARTNERS, LLC
IAR
Delaware, OH
Steven Alan Boorstein
Steven BoorsteinAdvisorCheck Check Mark
ROCKCREST FINANCIAL LLC
IAR
Somers Point, NJ
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics