Jerry D. Clark
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerry David Clark was a registered financial professional .
Jerry is a previously registered financial professional and started their career in finance in 1983. Jerry had worked at 12 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 10, 2014 - January 9, 2015
COINBASE CAPITAL MARKETS CORP
February 5, 2014 - April 7, 2014
LASALLE ST SECURITIES, L.L.C.
September 10, 2012 - January 20, 2014
SECURITIES AMERICA, INC.
November 17, 2011 - September 11, 2012
FINANCIAL WEST GROUP
January 12, 2004 - November 21, 2011
TORREY PINES SECURITIES, INC.
February 28, 2001 - January 14, 2004
WELLS FARGO CLEARING SERVICES, LLC
October 6, 1998 - March 2, 2001
MORGAN STANLEY DW INC.
May 17, 1994 - September 22, 1998
A. G. EDWARDS & SONS, INC.
August 25, 1989 - May 12, 1994
PRUDENTIAL EQUITY GROUP, LLC
March 4, 1987 - August 25, 1989
THOMSON MCKINNON SECURITIES INC.
July 25, 1984 - March 13, 1987
CITIGROUP GLOBAL MARKETS INC.
January 19, 1983 - May 17, 1984
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
COINBASE CAPITAL MARKETS CORP
CRD#: 10722 / SEC#: 801-78249, 8-28032
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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