Guy W. Ford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Guy Wallace Ford, who also goes by Chip Ford, Guy Wallace Ford III, Guy Wallace III Ford, Guy Ford, was a registered financial professional .
Guy is a previously registered financial professional and started their career in finance in 1982. Guy had worked at 4 firms and has passed the Series 65, Series 66, Series 63, Series 7 and Series 16 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2017 - January 8, 2020
PINENO LEVIN & FORD ASSET MANAGEMENT, INC.
July 8, 2010 - January 16, 2013
SCOTT & STRINGFELLOW, LLC
June 29, 2010 - January 16, 2013
SCOTT & STRINGFELLOW, LLC
November 9, 1999 - July 2, 2010
PINENO LEVIN & FORD ASSET MANAGEMENT, INC.
May 5, 1999 - September 20, 1999
SCOTT & STRINGFELLOW, LLC
October 19, 1989 - May 5, 1999
SCOTT & STRINGFELLOW, INC.
November 26, 1982 - October 19, 1989
INVESTMENT CORPORATION OF VIRGINIA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PINENO LEVIN & FORD ASSET MANAGEMENT, INC.
CRD#: 105914 / SEC#: 801-47333
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
