Timothy S. Pesut
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Scott Pesut, who also goes by Tim Pesut, was a registered financial advisor .
Timothy is a previously registered financial advisor and started their career in finance in 1982. Timothy had worked at 10 firms and has passed the Series 65, Series 63, Series 15, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 27, 2003 - February 2, 2004
WEALTH ADVISORS, LLC
April 28, 2000 - March 19, 2003
STERLING ENTERPRISES GROUP, INC.
January 31, 1995 - February 23, 2000
FIRST SOUTHEASTERN SECURITIES GROUP, INCORPORATED
November 19, 1991 - March 15, 1995
MERIDIAN, DUNHILL & CO., INC.
June 23, 1989 - November 12, 1991
PRUDENTIAL EQUITY GROUP, LLC
April 11, 1988 - July 19, 1989
LEHMAN BROTHERS INC.
February 1, 1988 - April 11, 1988
E. F. HUTTON & COMPANY INC
April 6, 1987 - February 17, 1988
CITIGROUP GLOBAL MARKETS INC.
March 19, 1986 - April 9, 1987
MORGAN STANLEY DW INC.
November 13, 1985 - April 2, 1986
LEHMAN BROTHERS INC.
November 24, 1982 - November 20, 1985
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 10/15/1985
Foreign Currency Options ExaminationCurrent Firm
WEALTH ADVISORS, LLC
CRD#: 124797 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
