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Timothy Scott Pesut

CRD# 1075378·Registered 1982 - 2004
Previously Registered: Being a previously registered professional could mean that Timothy is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Timothy Scott Pesut, who also goes by Tim Pesut, was a registered financial advisor. Timothy was a previously registered financial advisor and started their career in finance 1982 - 2004. Timothy had worked at 10 firms and has passed the Series 65, Series 63, Series 15, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Tim Pesut

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

44 years in the financial services industry

Current & Past Employments

WEALTH ADVISORS, LLC·CRD# 124797
RIA
Venice, FL
June 27, 2003 - February 2, 2004
STERLING ENTERPRISES GROUP, INC.·CRD# 44915
BD
St. Petersburg, FL
April 28, 2000 - March 19, 2003
FIRST SOUTHEASTERN SECURITIES GROUP, INCORPORATED·CRD# 14538
BD
Tampa, FL
January 31, 1995 - February 23, 2000
MERIDIAN, DUNHILL & CO., INC.·CRD# 15294
BD
November 19, 1991 - March 15, 1995
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
June 23, 1989 - November 12, 1991
LEHMAN BROTHERS INC.·CRD# 7506
BD
April 11, 1988 - July 19, 1989
E. F. HUTTON & COMPANY INC·CRD# 235
BD
February 1, 1988 - April 11, 1988
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
April 6, 1987 - February 17, 1988
MORGAN STANLEY DW INC.·CRD# 7556
BD
March 19, 1986 - April 9, 1987
LEHMAN BROTHERS INC.·CRD# 7506
BD
November 13, 1985 - April 2, 1986
A. G. EDWARDS & SONS, INC.·CRD# 4
BD
November 24, 1982 - November 20, 1985

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Current Firm

WA
WEALTH ADVISORS, LLC

DBA WA RETIREMENT PLAN SERVICES | WEALTH ADVISORS, LLC

CRD#: 124797

Contact Information

Main Address

Venice, FL

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 1999About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1982About the Series 63 exam

Series 15 — Foreign Currency Options Examination

Passed Oct 1985

Series 7 — General Securities Representative Examination

Passed Nov 1982About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 1999About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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