Derryl M. Durden
Professional summary
Derryl Melvin Durden is a registered financial advisor currently at GWN SECURITIES INC. located in Seattle, Washington.
Derryl is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Derryl has worked at 6 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Derryl Melvin Durden's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Derryl Melvin Durden's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 2, 2010 - Present
GWN SECURITIES INC.
August 2, 2010 - Present
GWN SECURITIES INC.
December 7, 2006 - August 4, 2010
MM ASCEND LIFE INVESTOR SERVICES, LLC
December 4, 2006 - August 4, 2010
MM ASCEND LIFE INVESTOR SERVICES, LLC
February 2, 2004 - December 4, 2006
STUART SECURITIES CORP.
January 29, 2002 - February 3, 2004
SIGNATOR FINANCIAL SERVICES, INC.
December 10, 2001 - February 3, 2004
SIGNATOR FINANCIAL SERVICES, INC.
August 18, 1997 - December 14, 2001
VOYA FINANCIAL ADVISORS, INC.
February 20, 1992 - August 18, 1997
SIGNATOR FINANCIAL SERVICES, INC.
April 16, 1985 - February 10, 1992
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
GWN SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/6/2018)
(1/13/2023)
(4/21/2015)
(8/2/2010)
(8/2/2010)
(8/2/2010)
Exams
FINRA
Current Firm
GWN SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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