Joseph Locandro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Locandro was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1996. Joseph had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 2, 2013 - November 5, 2015
PRIMESOLUTIONS SECURITIES, INC.
July 15, 2010 - April 13, 2011
UHLMANN PRICE SECURITIES, LLC
September 30, 1996 - July 15, 2008
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
PRIMESOLUTIONS SECURITIES, INC.
CRD#: 46017 / SEC#: , 8-51286
Contact information
Disclosures
| Regulatory Event | 2 |
| Arbitration | 6 |
Red Flags
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