Gary W. Pflug
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary William Pflug was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1982. Gary had worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 3, 1988 - March 1, 1989
VANDERBILT SECURITIES, INC.
September 23, 1988 - September 29, 1988
MARSHALL DAVIS, INC.
November 26, 1985 - September 28, 1988
FLAGLER SECURITIES, INC.
February 12, 1985 - January 1, 1986
BRODIS SECURITIES INCORPORATED
July 12, 1983 - December 6, 1984
VANTAGE SECURITIES OF COLORADO, INC.
November 26, 1982 - June 23, 1983
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
VANDERBILT SECURITIES, INC.
CRD#: 14280 / SEC#: , 8-30209
Contact information
Documents
Red Flags
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