Richard G. Bertsch
Professional summary
Richard Gustave Bertsch, CFP® is a registered financial advisor currently at FOCUS WEALTH ADVISORS LLC located in Ocean City, New Jersey.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Richard has worked at 10 firms and has passed the Series 63, Series 22, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard Gustave Bertsch's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1989
Experience
August 10, 2005 - Present
FOCUS WEALTH ADVISORS LLC
July 11, 2003 - June 7, 2006
FOCUS FINANCIAL GROUP INC.
July 31, 2000 - July 15, 2008
L.O. THOMAS & CO. INC.
December 18, 1996 - July 28, 2000
SECURITIES SERVICE NETWORK, LLC
May 31, 1996 - December 11, 1996
BUCKHEAD FINANCIAL CORPORATION
May 11, 1992 - May 28, 1996
WALNUT STREET SECURITIES, INC.
November 22, 1988 - May 13, 1992
AMERICAN CAPITAL CORPORATION
October 27, 1988 - November 18, 1988
CADARET, GRANT & CO., INC.
August 19, 1987 - November 17, 1988
FOCUS SECURITIES, INC.
November 24, 1982 - August 31, 1987
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/10/2005)
Exams
Current Firm
FOCUS WEALTH ADVISORS LLC
CRD#: 136026 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 147 |
| AUM (Assets Under Management) | $ 17,426,592 |
Red Flags
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