Barry D. Jordan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barry Duane Jordan was a registered financial professional .
Barry is a previously registered financial professional and started their career in finance in 1982. Barry had worked at 5 firms and has passed the Series 63, Series 22, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 29, 2001 - February 19, 2004
SCF SECURITIES, INC.
May 30, 2000 - May 21, 2001
RUSSIAN RIVER FINANCIAL SERVICES, INC.
October 13, 1998 - May 11, 2000
WMA SECURITIES, INC.
March 17, 1998 - September 2, 1998
ARAGON FINANCIAL SERVICES, INC.
December 9, 1982 - March 27, 1996
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SCF SECURITIES, INC.
CRD#: 47275 / SEC#: , 8-51760
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
