Ralph S. Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ralph Shelby Jones was a registered financial professional .
Ralph is a previously registered financial professional and started their career in finance in 1982. Ralph had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 18, 2010 - October 24, 2017
GREAT NATION INVESTMENT CORPORATION
June 5, 2006 - August 6, 2010
UNITED EQUITY SECURITIES, LLC
July 6, 2005 - May 11, 2006
AURA FINANCIAL SERVICES, INC.
January 29, 2004 - June 21, 2005
UNITED SECURITIES ALLIANCE, INC.
February 20, 2002 - December 31, 2003
THE LEADERS GROUP, INC.
November 18, 1982 - February 20, 2002
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GREAT NATION INVESTMENT CORPORATION
CRD#: 19981 / SEC#: , 8-39074
Contact information
FINRA licenses (1 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
