Troy A. Wetter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Troy Alan Wetter was a registered financial professional .
Troy is a previously registered financial professional and started their career in finance in 1983. Troy had worked at 11 firms and has passed the Series 63, Series 7, Series 27, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 12, 1991 - October 24, 1991
ALANAR INCORPORATED
October 25, 1990 - December 14, 1991
INVESTMENT PLANNERS, INC.
September 21, 1990 - October 9, 1990
INVESTMENT PLANNERS, INC.
May 30, 1990 - October 10, 1990
NEXT ADVISORS INC.
December 11, 1989 - November 1, 1990
SOUTHWESTERN CAPITAL MARKETS, INC.
April 19, 1989 - September 14, 1989
TAYLOR, GARRET AND CO., INC.
March 8, 1989 - August 30, 1989
SLAYTON,PONTUIS & CO.,INC.
July 15, 1987 - November 14, 1990
AMERICAN ROYAL INVESTORS, INC.
April 16, 1986 - December 20, 1986
INVESTORS BROKERAGE SERVICES, INC.
April 16, 1984 - June 11, 1987
WESTPORT FINANCIAL GROUP, INC.
October 21, 1983 - May 4, 1984
CLAYTON BROKERAGE CO. OF ST. LOUIS, INC.
August 10, 1983 - October 7, 1983
MIDSTATE INVESTMENTS & SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALANAR INCORPORATED
CRD#: 23225 / SEC#: , 8-40287
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Civil Event | 1 |
Red Flags
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