Kevin Mcgann
Professional summary
Kevin Mcgann is a registered financial professional currently at STONEX FINANCIAL INC. located in Winter Park, Florida.
Kevin is registered as a RR (Registered Representative) and started their career in finance in 1983. Kevin has worked at 11 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 9, Series 14, Series 10, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kevin Mcgann's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 29, 2014 - Present
STONEX FINANCIAL INC.
Office #1: 329 Park Avenue North Suite 350, Winter Park, FL 32789Office #2: 329 Park Avenue North Suite 350, Winter Park, FL 32789January 7, 2014 - April 28, 2014
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
May 2, 2011 - April 28, 2014
J.P. TURNER & COMPANY, L.L.C.
December 6, 2010 - December 2, 2013
TAYLOR CAPITAL MANAGEMENT INC.
December 16, 2005 - February 9, 2009
J.P. TURNER & COMPANY, L.L.C.
January 7, 2005 - August 2, 2005
THE RIDERWOOD GROUP INCORPORATED
July 22, 1996 - November 8, 1996
GLOBALVEST SECURITIES, (USA), INC
May 3, 1994 - June 20, 1994
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
May 9, 1988 - November 23, 1988
GRUNTAL & CO., L.L.C.
February 10, 1988 - May 12, 1988
MULLER AND COMPANY, INC.
July 10, 1985 - February 2, 1987
TUCKER ANTHONY INCORPORATED
November 23, 1983 - August 30, 1985
TIJA MANAGEMENT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/4/2014)
(6/25/2014)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/28/2005
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
STONEX FINANCIAL INC.
CRD#: 45993 / SEC#: , 8-51269
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONEX GROUP INC. | OWNER | |
| BOLTE, DAVID ALBERT | SECRETARY | 2711410 |
| DAVISON, STUART ANDREW | DIRECTOR; CHIEF OPERATING OFFICER | 7824576 |
| DICIOLLO, ANTHONY JOSEPH | PRESIDENT/DIRECTOR | 4976402 |
| DUNAWAY, WILLIAM JOHN | DIRECTOR, CHIEF FINANCIAL OFFICER | 6505923 |
| LYON, CHARLES MARTIN | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | 4000852 |
| MAURER, MARK L | DIRECTOR, CHIEF RISK OFFICER | 4234406 |
| PORZIO, JOSEPH JOHN | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 1319702 |
| SMITH, PHILIP ANDREW | DIRECTOR | 4999097 |
| SZEKELY, GIGI KLARA | CHIEF COMPLIANCE OFFICER - BD DIVISION | 2530826 |
Disclosures
| Regulatory Event | 75 |
Red Flags
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