John R. Harkins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Robert Harkins JR., who also goes by John Robert Harkins Jr, John Robert Harkins, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1982. John had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2017 - January 5, 2022
NEWPORT GROUP CONSULTING, LLC
September 11, 2003 - December 21, 2017
NEWPORT GROUP SECURITIES, INC.
June 16, 2003 - January 5, 2022
NEWPORT GROUP SECURITIES, INC.
November 19, 1998 - June 9, 2003
SIGNATURE ESTATE SECURITIES, LLC
November 6, 1997 - June 9, 2003
CERTIFIED ADVISORY CORP
April 27, 1994 - January 4, 1999
CFG SECURITIES CORP.
August 24, 1987 - April 25, 1994
SIGNATURE ESTATE SECURITIES, LLC
October 1, 1985 - September 23, 1987
POE SECURITIES, INC.
November 5, 1982 - February 19, 1985
CFG SECURITIES CORP.
Primary Firm SEC Registration
NEWPORT GROUP CONSULTING, LLC
CRD#: 140944 / SEC#: 801-66908
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NEWPORT GROUP CONSULTING, LLC
CRD#: 140944 / SEC#: 801-66908
Contact information
SEC notice filing (50 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,858 |
| AUM (Assets Under Management) | $ 4,397,492,520 |
Red Flags
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