John H. Staiano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Henry Staiano, who also goes by John Henery Staiano, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1985. John had worked at 7 firms and has passed the Series 63, Series 3, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 30, 2002 - November 11, 2008
J.P. TURNER & COMPANY, L.L.C.
February 14, 2002 - September 30, 2002
SCHNEIDER SECURITIES, INC.
October 4, 2000 - February 11, 2002
WELLS FARGO CLEARING SERVICES, LLC
November 1, 1994 - September 28, 2000
KFS BD, INC.
February 19, 1991 - October 24, 1994
PRUDENTIAL EQUITY GROUP, LLC
June 29, 1987 - March 8, 1991
CITIGROUP GLOBAL MARKETS INC.
March 20, 1985 - August 31, 1987
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 7/25/1991
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
J.P. TURNER & COMPANY, L.L.C.
CRD#: 43177 / SEC#: , 8-50156
Contact information
Documents
Disclosures
| Regulatory Event | 30 |
| Arbitration | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
