Mark R. Woltz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Robert Woltz was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1982. Mark had worked at 8 firms and has passed the Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 29, 2006 - July 14, 2006
PRIME EXECUTIONS, INC.
September 15, 2003 - June 30, 2004
HUDSON SECURITIES,INC.
July 20, 1995 - August 14, 2002
KNIGHT CAPITAL AMERICAS, L.P.
April 15, 1991 - July 7, 1995
HUDSON SECURITIES,INC.
November 20, 1990 - February 15, 1991
GRUNTAL & CO., L.L.C.
April 12, 1990 - August 7, 1990
UBS CAPITAL MARKETS L.P.
December 3, 1987 - March 19, 1990
HUDSON SECURITIES,INC.
November 3, 1986 - October 29, 1987
DOMESTIC ARBITRAGE GROUP, INC.
April 21, 1983 - August 21, 1986
NASH, WEISS & CO.
November 24, 1982 - April 15, 1983
GREEN HILL FINANCIAL SERVICE CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/27/1999
Limited Representative-Equity Trader ExamCurrent Firm
PRIME EXECUTIONS, INC.
CRD#: 32889 / SEC#: , 8-43985
Contact information
FINRA licenses (36 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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