Mark A. Thompson

Some features on this profile are disabled

CRD#: 1074640

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Mark Albright Thompson, who also goes by Mark A Thompson, was a registered financial professional .

Mark is a previously registered financial professional and started their career in finance in 2013. Mark had worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Aliases

Mark A Thompson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LOCORR INVESTMENT TRUST BUSINESS IS INVESTMENT-RELATED. ADDRESS: 687 Excelsior Boulevard, EXCELSIOR, MN 55331 NON-DIVERSIFIED, OPEN-END MANAGEMENT INVESTMENT COMPANY REGISTERED UNDER THE INVESTMENT COMPANY ACT OF 1940. POSITION: TRUSTEE START DATE: DECEMBER 2011 HOURS/MONTH: 4 HOURS/MONTH DURING TRADING HOURS: 1.5 WILAND, INC. NON-INVESTMENT RELATED ADDRESS: 7420 E Dry Creek Pkwy, Niwot, CO 80503 PRIVATE DIRECT MARKETING & CONSUMER INTELLIGENCE COMPANY POSITION: BOARD DIRECTOR START DATE: APRIL 2008 HOURS/MONTH: 3 HOURS/MONTH DURING TRADING HOURS: 2 Endurance Capital Partners NON-INVESTMENT RELATED ADDRESS: 310 Lythrum Lane, Medina, MN 55340 Nature of Business: Holding Company of private operating businesses POSITION: BOARD DIRECTOR START DATE: Jan 2020 HOURS/MONTH: 3 HOURS/MONTH DURING TRADING HOURS: 2 Qbench NON-INVESTMENT RELATED ADDRESS: 2200 Douglas Blvd, Roseville, CA 95661 Nature of Business: Lab information management system software company POSITION: BOARD DIRECTOR START DATE: Oct 2022 HOURS/MONTH: 3 HOURS/MONTH DURING TRADING HOURS: 2 Motivation AI NON-INVESTMENT RELATED ADDRESS: 11800 Singletree Lane, Unit 105 Eden Prairie, MN 55344 Nature of Business: Purveyor of AI assessment tools for personality traits, behaviors, and motivations POSITION: BOARD DIRECTOR START DATE: Oct 2022 HOURS/MONTH: 3 HOURS/MONTH DURING TRADING HOURS: 2

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 16, 2013 - March 14, 2025

RIVERBRIDGE

RIA

CRD#: 108074

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RIVERBRIDGE

RIVERBRIDGE | RIVERBRIDGE PERSONAL WEALTH ADVISORS | RIVERBRIDGE PARTNERS LLC | RIVERBRIDGE PARTNERS

CRD#: 108074 / SEC#: 801-57432

RIA

Registered Investment Advisory firm - (4/10/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

RIVERBRIDGE

RIVERBRIDGE | RIVERBRIDGE PERSONAL WEALTH ADVISORS | RIVERBRIDGE PARTNERS LLC | RIVERBRIDGE PARTNERS

CRD#: 108074 / SEC#: 801-57432

RIA

Registered Investment Advisory firm - (4/10/2000 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

80 South Eighth Street Suite 1500, Minneapolis, MN 55402

Mailing Address

Phone number

(612) 904-6200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (50 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RIVERBRIDGE PARTNERS LLC FORM ADV PART 2A (3/14/2025)

Regulatory assets under management

Total Number of Accounts	4,421
AUM (Assets Under Management)	$ 6,877,591,654

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Mark A. Thompson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

RIVERBRIDGE

Primary Firm SEC Registration

RIVERBRIDGE

State Registrations and Notice Filings

Exams

Current Firm

RIVERBRIDGE

Contact information

SEC notice filing (50 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RIVERBRIDGE

TRUST BUT VERIFY

Similar Advisors