Brent W. Elledge
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brent Walter Elledge was a registered financial professional .
Brent is a previously registered financial professional and started their career in finance in 1987. Brent had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 8, 2015 - February 7, 2017
VIRIDIAN RIA, LLC
November 19, 1999 - October 28, 2015
LPL FINANCIAL LLC
February 10, 1999 - February 6, 2017
LPL FINANCIAL LLC
February 12, 1987 - March 15, 1999
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VIRIDIAN RIA, LLC
CRD#: 171332 / SEC#: 801-80357
Contact information
Regulatory assets under management
| Total Number of Accounts | 2,271 |
| AUM (Assets Under Management) | $ 809,276,926 |
Red Flags
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