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Cooper Newton Mills Jr

CRD# 1074574·Registered 1983 - 2021
Previously Registered: Being a previously registered professional could mean that Cooper is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Cooper Newton Mills JR, who also goes by Chip Mills, Cooper Newton Jr Mills, was a registered financial advisor. Cooper was a previously registered financial professional and started their career in finance 1983 - 2021. Cooper had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chip Mills, Cooper Newton Jr Mills

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

CITIZENS CAPITAL MARKETS·CRD# 277073
BD
Atlanta, GA
March 1, 2019 - January 12, 2021
BOWSTRING ADVISORS, LLC·CRD# 150367
BD
Atlanta, GA
November 23, 2009 - March 19, 2019
TRUIST SECURITIES, INC.·CRD# 6271
BD
Atlanta, GA
July 27, 2001 - February 13, 2009
THE ROBINSON-HUMPHREY COMPANY, LLC·CRD# 723
BD
Atlanta, GA
August 9, 1993 - July 27, 2001
ROTAN MOSLE INC.·CRD# 727
BD
December 21, 1983 - December 19, 1985

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Current Firm

CC
CITIZENS CAPITAL MARKETS

CITIZENS CAPITAL MARKETS | TRINITY A DIVISION OF CITIZENS CAPITAL MARKETS, INC. | DH CAPITAL | CITIZENS ONE CAPITAL MARKETS, INC. | CITIZENS CAPITAL MARKETS, INC.

CRD#: 277073 / SEC#: 8-69651
BD
Terminated by SEC on 10/17/2023

Contact Information

Established

Massachusetts since 12/09/1996

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Medium

Documents

Direct owners and executive officers

NamePositionCRD#
CITIZENS FINANCIAL GROUP, INC.SHAREHOLDER—
HORN, WILLIAM CANNIFF IIIPOO2234778
JACKSON, RAYMOND SIVACHIEF FINANCIAL OFFICER5563363
KOSINSKI, THOMAS JAMESFINOP, PFO6712417
MCCREE, DONALD H IIICHAIRMAN2316064
MCLAUGHLIN, BRENDAN M.CHIEF COMPLIANCE OFFICER2562815
SWIMMER, THEODORE CCHIEF EXECUTIVE OFFICER2661662

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2009About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 1983About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Apr 2007About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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