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KB

Kevin W. Boyle

Some features on this profile are disabled
CRD#: 1074381
KB

Professional summary

Kevin William Boyle was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Kevin is a previously registered financial professional and started their career in finance in 1983. Prior to being barred, Kevin had worked at 10 firms, which includes KESCO SECURITIES CORP., REVERE SECURITIES LLC, MUTUAL SERVICE CORPORATION, LEHWALD OROSEY & PEPE INCORPORATED, YORK SECURITIES INC., SPENCER-WINSTON SECURITIES CORPORATION, A. G. EDWARDS & SONS INC., PRUDENTIAL EQUITY GROUP LLC, MAYFAIR SECURITIES INC., MANAGED INVESTMENTS INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 7, 2001 - May 13, 2003

KESCO SECURITIES CORP.

BD
CRD#: 104243
FORT MYERS, FL
Past

September 16, 1997 - July 6, 2000

REVERE SECURITIES LLC

BD
CRD#: 14178
NEW YORK, NY
Past

May 8, 1996 - September 15, 1997

MUTUAL SERVICE CORPORATION

BD
CRD#: 4806
BOSTON, MA
Past

June 19, 1995 - July 5, 1995

LEHWALD, OROSEY & PEPE INCORPORATED

BD
CRD#: 16677
BOCA RATON, FL
Past

July 16, 1993 - February 9, 1995

YORK SECURITIES, INC.

BD
CRD#: 8056
NEW YORK, NY
Past

March 10, 1992 - July 26, 1993

SPENCER-WINSTON SECURITIES CORPORATION

BD
CRD#: 8300
NEW YORK, NY
Past

January 30, 1990 - February 26, 1992

A. G. EDWARDS & SONS, INC.

BD
CRD#: 4
ST. LOUIS, MO
Past

June 7, 1984 - February 15, 1990

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

March 28, 1984 - June 1, 1984

MAYFAIR SECURITIES, INC.

BD
CRD#: 10940
Past

November 2, 1983 - March 16, 1984

MANAGED INVESTMENTS, INC.

BD
CRD#: 2640
Past

March 1, 1983 - October 12, 1983

MAYFAIR SECURITIES, INC.

BD
CRD#: 10940

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 3/28/1983
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 2/19/1983
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/2/2000
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 6/4/1993
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 8
Date: 6/20/1990
General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

KS
KESCO SECURITIES CORP.
KESCO SECURITIES CORP.

CRD#: 104243 / SEC#: , 8-52715

BD
Terminated by SEC on 07/12/2003
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Contact information

Main Address
Mailing Address
Phone number
Established
Florida since 05/05/2000
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
BOYLE, KEVIN WILLIAMVP/CCO/SEC/CROP/DIR1074381
COHEN, ROBIN NMNSHAREHOLDER
FINE, SCOTT MITCHELLPRESIDENT/FINOP/CFO/TREASURER/SROP/DIR2303062

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KESCO SECURITIES CORP.

CRD#: 104243

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