Alvin H. Miller

JAMES RIVER ASSET MANAGEMENT

Midlothian, VA 23113

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CRD#: 1074249

Professional summary

Alvin Hudson Miller Jr., who also goes by Al Miller, Alvin Hudson Miller Jr, Alvin Hudson Miller, is a registered financial advisor currently at JAMES RIVER ASSET MANAGEMENT, LLC located in Midlothian, Virginia.

Alvin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Alvin has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 5 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Al Miller | Alvin Hudson Miller Jr | Alvin Hudson Miller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) DBA - James River Wealth Advisors; investment related; 15221 Midlothian Turnpike Suite 100 Midlothian, VA 23113; CIO - start date 1995; DBA for investment business; 0 hours per month. 2) James River Asset Management, LLC; investment related; 15221 Midlothian Turnpike Suite 100 Midlothian, VA 23113; CIO/CCO - start date 1995; independent RIA firm; 150 hours per month, 120 hours per month during trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alvin Hudson Miller Jr.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 26, 1996 - Present

JAMES RIVER ASSET MANAGEMENT, LLC

Office #1: 15521 Midlothian Tnpk. Suite 100, Midlothian, VA 23113

RIA

CRD#: 117917

Midlothian, VA

Past

April 23, 2021 - March 8, 2024

J.W. COLE FINANCIAL, INC.

CRD#: 124583

Midlothian, VA

Past

February 2, 2015 - April 23, 2021

VALMARK SECURITIES, INC.

CRD#: 31243

Midlothian, VA

Past

June 4, 2004 - February 2, 2015

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

Midlothian, VA

Past

August 1, 2003 - June 9, 2004

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

May 7, 1996 - August 1, 2003

NATHAN & LEWIS SECURITIES, INC.

CRD#: 8503

NEW YORK, NY

Past

April 2, 1990 - May 9, 1996

CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.

CRD#: 2864

BRYAN, OH

Past

May 23, 1986 - April 9, 1990

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

November 24, 1982 - May 29, 1986

MORGAN STANLEY DW INC.

CRD#: 7556

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JAMES RIVER ASSET MANAGEMENT, LLC

CRD#: 117917 / SEC#: 801-112743

RIA

Registered Investment Advisory firm - (3/30/2018 Approved)

Virginia

Registered Investment Advisory firm - (10/1/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(6/26/1996)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/12/1990

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/7/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 5

Date: 12/11/1982

Interest Rate Options Examination

General Industry/Product Exam

Series 7

Date: 11/20/1982

General Securities Representative Examination

Current Firm

JAMES RIVER ASSET MANAGEMENT, LLC

CRD#: 117917 / SEC#: 801-112743

RIA

Registered Investment Advisory firm - (3/30/2018 Approved)

Virginia

Registered Investment Advisory firm - (10/1/2018 Terminated)

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Contact information

Main Address

15521 Midlothian Tnpk. Suite 100, Midlothian, VA 23113

Mailing Address

Phone number

(804) 323-0517

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,180
AUM (Assets Under Management)	$ 235,964,765

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Alvin H. Miller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alvin Hudson Miller Jr.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

J.W. COLE FINANCIAL, INC.

VALMARK SECURITIES, INC.

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

WALNUT STREET SECURITIES, INC.

NATHAN & LEWIS SECURITIES, INC.

CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.

FSC SECURITIES CORPORATION

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

JAMES RIVER ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/12/1990

Series 63

Date: 12/7/1982

SIE

Date: 10/1/2018

Series 5

Date: 12/11/1982

Series 7

Date: 11/20/1982

Current Firm

JAMES RIVER ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JAMES RIVER ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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