Leonard Teamer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leonard Teamer was a registered financial professional .
Leonard is a previously registered financial professional and started their career in finance in 1983. Leonard had worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 2012 - June 29, 2015
SPC
March 2, 2012 - June 29, 2015
SIGMA FINANCIAL CORPORATION
October 14, 2010 - March 12, 2012
LPL FINANCIAL LLC
September 8, 2009 - March 12, 2012
LPL FINANCIAL LLC
March 31, 1999 - September 8, 2009
MUTUAL SERVICE CORPORATION
March 27, 1992 - March 31, 1999
TITAN/VALUE EQUITIES GROUP, INC.
May 23, 1989 - March 25, 1992
CETERA WEALTH SERVICES, LLC
March 1, 1983 - May 23, 1989
PENNSYLVANIA SECURITIES COMPANY
Primary Firm SEC Registration
SPC
CRD#: 110692 / SEC#: 801-20404
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SPC
CRD#: 110692 / SEC#: 801-20404
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,544 |
| AUM (Assets Under Management) | $ 5,655,661,675 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
