Donna M. Morgan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donna Mazurek Morgan was a registered financial professional .
Donna is a previously registered financial professional and started their career in finance in 1983. Donna had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6, Series 24, Series 26 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 29, 2008 - October 27, 2017
SENTINEL FINANCIAL SERVICES COMPANY
March 31, 2008 - August 1, 2022
EQUITY SERVICES, INC.
March 31, 2008 - August 1, 2022
EQUITY SERVICES, INC.
February 26, 2007 - March 28, 2008
MMLISI FINANCIAL ALLIANCES, LLC
August 23, 2006 - March 28, 2008
MML DISTRIBUTORS, LLC
August 22, 2006 - March 28, 2008
MML INVESTORS SERVICES, LLC
August 22, 2006 - March 28, 2008
MML INVESTORS SERVICES, LLC
March 23, 2000 - May 15, 2006
OSAIC FA, INC.
December 23, 1999 - May 15, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
June 1, 1998 - May 15, 2006
OSAIC FA, INC.
February 26, 1990 - June 1, 1998
LINCOLN FINANCIAL DISTRIBUTORS, INC.
December 4, 1989 - April 3, 1990
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
December 4, 1989 - April 3, 1990
EQUITABLE ADVISORS, LLC
February 24, 1983 - June 3, 1988
TOWER SQUARE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SENTINEL FINANCIAL SERVICES COMPANY
CRD#: 31175 / SEC#: , 8-45393
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SENTINEL ASSET MANAGEMENT INC. | GENERAL PARTNER | |
| SENTINEL ADMINISTRATIVE SERVICES, INC | GENERAL PARTNER | |
| TEESE, GREGORY DWIGHT | VICE PRESIDENT, COMPLIANCE & CHIEF COMPLIANCE OFFICER | 2135269 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
