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LM

Louis D. Mattielli

LARRAINVIAL SECURITIES US LLC
New York, NY 10017
Some features on this profile are disabled
CRD#: 1074096
LM

Professional summary

Louis Domenic Mattielli is a registered financial professional currently at LARRAINVIAL SECURITIES US LLC located in New York, New York and FOCUSPOINT PRIVATE CAPITAL GROUP located in New York, New York.

Louis is registered as a RR (Registered Representative) and started their career in finance in 1982. Louis has worked at 10 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 41, Series 14, Series 24 and Series 10 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Louis Domenic Mattielli's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 6, 2010 - Present

LARRAINVIAL SECURITIES US LLC

Office #1: 400 Madison Avenue Suite 5c, New York, NY 10017
BD
CRD#: 152424
New York, NY
Current

March 27, 2014 - Present

FOCUSPOINT PRIVATE CAPITAL GROUP

Office #1: 712 Fifth Avenue 8th Floor, Suite 008a, New York, NY 10019
BD
CRD#: 122341
New York, NY
Past

July 10, 2025 - September 17, 2025

TIFIN PRIVATE MARKETS LLC

BD
CRD#: 305935
BOULDER, CO
Past

May 18, 2022 - June 30, 2025

TIFIN PRIVATE MARKETS LLC

BD
CRD#: 305935
Boulder, CO
Past

January 31, 2020 - January 4, 2021

HOWDEN TIGER CAPITAL MARKETS & ADVISORY, LLC

BD
CRD#: 172729
New York, NY
Past

January 31, 2018 - August 1, 2018

HOWDEN TIGER CAPITAL MARKETS & ADVISORY, LLC

BD
CRD#: 172729
New York, NY
Past

October 9, 2012 - January 6, 2014

PINE SECURITIES USA LLC

BD
CRD#: 161289
NEW YORK, NY
Past

May 1, 2002 - May 12, 2009

TULLETT PREBON FINANCIAL SERVICES LLC

BD
CRD#: 28196
NEW YORK, NY
Past

August 24, 2001 - April 29, 2002

BURLINGTON CAPITAL MARKETS INC.

BD
CRD#: 26991
NEW YORK, NY
Past

September 16, 1993 - February 10, 1994

HERZOG, HEINE, GEDULD, LLC

BD
CRD#: 2186
Past

April 30, 1991 - April 27, 1992

INTESA SANPAOLO IMI SECURITIES CORP.

BD
CRD#: 19418
Past

May 17, 1988 - April 30, 1991

MABON, NUGENT & CO.

BD
CRD#: 2617
Past

December 21, 1982 - October 3, 1986

MABON, NUGENT & CO.

BD
CRD#: 2617

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(5/29/2014)
RR
Indiana
(3/21/2022)
RR
New York
(1/7/2020)

Exams

State Security Law Exam
RR
Series 63
Date: 12/17/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/23/2001
General Securities Representative Examination
General Industry/Product Exam
RR
Series 41
Date: 10/15/1983
NYSE Allied Member Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/28/2002
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 10
Date: 9/28/2001
General Securities Sales Supervisor - General Module Examination
SRO Registrations
RR
FINRA

Current Firm

FP
FOCUSPOINT PRIVATE CAPITAL GROUP
FOCUSPOINT PRIVATE CAPITAL GROUP | LIBERTY PACIFIC SECURITIES, LLC | G2 SECURITIES, LLC | FPCG, LLC | FORBES PRIVATE CAPITAL GROUP

CRD#: 122341 / SEC#: , 8-65488

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
712 Fifth Avenue 8th Floor, Suite 008a, New York, NY 10019
Mailing Address
712 Fifth Avenue 8th Floor, Suite 008a, New York, NY 10019
Phone number
(212) 887-1137
Established
Washington since 04/16/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FPCG HOLDING SPV, LLCMEMBER
CHIN, PHYLLIS NYUK FAHFINOP, PFO, POO6250921
CONROD, DAVID LUCASPRINCIPAL; PRESIDENT (09/2010)2400517
MATTIELLI, LOUIS DOMENICCHIEF COMPLIANCE OFFICER1074096

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FOCUSPOINT PRIVATE CAPITAL GROUP

CRD#: 122341New York, NY 10017

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