Brian D. Paonessa
Professional summary
Brian Dominick Paonessa was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Brian is a previously registered financial professional and started their career in finance in 1982. Prior to being barred, Brian had worked at 7 firms, which includes STUART COLEMAN & CO. INC., PRUDENTIAL EQUITY GROUP LLC, LEHMAN BROTHERS INC., E. F. HUTTON & COMPANY INC, MORGAN STANLEY DW INC., CITIGROUP GLOBAL MARKETS INC., HANAUER STERN & COMPANYINCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 7, 1992 - September 23, 1992
STUART, COLEMAN & CO., INC.
April 24, 1989 - March 2, 1992
PRUDENTIAL EQUITY GROUP, LLC
April 10, 1989 - April 18, 1989
PRUDENTIAL EQUITY GROUP, LLC
May 14, 1988 - April 19, 1989
LEHMAN BROTHERS INC.
October 20, 1987 - May 14, 1988
E. F. HUTTON & COMPANY INC
August 3, 1984 - October 26, 1987
MORGAN STANLEY DW INC.
July 7, 1983 - August 14, 1984
CITIGROUP GLOBAL MARKETS INC.
November 24, 1982 - June 20, 1983
HANAUER, STERN & COMPANY,INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
STUART, COLEMAN & CO., INC.
CRD#: 8642 / SEC#: , 8-25824
Contact information
Documents
Red Flags
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