Rodney W. Causey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rodney Wayne Causey was a registered financial professional .
Rodney is a previously registered financial professional and started their career in finance in 1983. Rodney had worked at 2 firms and has passed the Series 6 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 21, 1985 - January 11, 1995
BROWNSTONE CAPITAL CORP.
June 2, 1983 - October 23, 1984
HORNOR, TOWNSEND & KENT, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BROWNSTONE CAPITAL CORP.
CRD#: 14055 / SEC#: , 8-29349
Contact information
Documents
Red Flags
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