Paul L. Mauro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Louis Mauro was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1983. Paul had worked at 6 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 23, 1999 - August 1, 2012
RAMPART FINANCIAL SERVICES, INC.
February 3, 1998 - December 1, 1999
RNR SECURITIES, L.L.C.
February 15, 1996 - August 28, 1998
FIRST ASSET MANAGEMENT, INC.
March 20, 1995 - March 20, 1996
TIMECAPITAL SECURITIES CORPORATION
April 4, 1983 - December 9, 1994
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
April 4, 1983 - December 9, 1994
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
RAMPART FINANCIAL SERVICES, INC.
CRD#: 43294 / SEC#: , 8-50218
Contact information
Documents
Red Flags
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