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Daniel Joseph Candura

CRD# 1074045·Registered 1982 - 2019
Previously Registered: Being a previously registered professional could mean that Daniel is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Daniel Joseph Candura was a registered financial advisor. Daniel was a previously registered financial professional and started their career in finance 1982 - 2019. Daniel had worked at 6 firms and has passed the Series 63, Series 7, Series 22, Series 6 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

44 years in the financial services industry

Current & Past Employments

PENNYTREE ADVISORS, LLC·CRD# 137310
RIA
Braintree, MA
October 20, 2005 - December 19, 2019
VOYA FINANCIAL PARTNERS, LLC·CRD# 34815
RIA
Waltham, MA
June 26, 2002 - September 15, 2005
VOYA FINANCIAL PARTNERS, LLC·CRD# 34815
BD
Windsor, CT
June 21, 2002 - September 15, 2005
AMERICAN EXPRESS SERVICE CORPORATION·CRD# 10518
BD
Minneapolis, MN
October 22, 1991 - December 31, 1994
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
March 3, 1989 - June 11, 2002
AMERICAN EXPRESS FINANCIAL CORPORATION·CRD# 6320
BD
November 15, 1982 - December 24, 1986
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
November 15, 1982 - June 11, 2002

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Current Firm

PA
PENNYTREE ADVISORS, LLC

CANDURA, DANIEL JOSEPH | PENNYTREE ADVISORS, LLC

CRD#: 137310

Contact Information

Main Address

74 Fells Pond Rd, Mashpee, MA 02649-4110

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1982About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Nov 1985About the Series 7 exam

Series 22 — Direct Participation Programs Representative Examination

Passed Aug 1983About the Series 22 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Nov 1982About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Mar 1989About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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