Daniel J. Candura
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Joseph Candura was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1982. Daniel had worked at 6 firms and has passed the Series 63, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 20, 2005 - December 19, 2019
PENNYTREE ADVISORS, LLC
June 26, 2002 - September 15, 2005
VOYA FINANCIAL PARTNERS, LLC
June 21, 2002 - September 15, 2005
VOYA FINANCIAL PARTNERS, LLC
October 22, 1991 - December 31, 1994
AMERICAN EXPRESS SERVICE CORPORATION
March 3, 1989 - June 11, 2002
IDS LIFE INSURANCE COMPANY
November 15, 1982 - December 24, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
November 15, 1982 - June 11, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PENNYTREE ADVISORS, LLC
CRD#: 137310 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
