Charles O. Black
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Owen Black, who also goes by Charles Owen Black Jr, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1983. Charles had worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 17, 2015 - May 18, 2016
PYRAMIS DISTRIBUTORS CORPORATION LLC
December 17, 2015 - July 12, 2017
FIDELITY DISTRIBUTORS COMPANY LLC
April 9, 2013 - June 14, 2016
FIDELITY BROKERAGE SERVICES LLC
September 6, 2011 - March 8, 2013
PYRAMIS DISTRIBUTORS CORPORATION LLC
January 2, 2008 - August 4, 2011
FIDELITY BROKERAGE SERVICES LLC
May 27, 1997 - December 31, 2007
FIDELITY DISTRIBUTORS COMPANY LLC
November 6, 1986 - April 30, 1997
AMERIPRISE FINANCIAL SERVICES, LLC
January 27, 1983 - October 28, 1986
TOWER SQUARE SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PYRAMIS DISTRIBUTORS CORPORATION LLC
CRD#: 146430 / SEC#: , 8-67821
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
