Deanne Reese
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Deanne Reese, who also goes by Deanne Gardner, Deanne Gardner Reese, Deanne Reese, was a registered financial professional .
Deanne is a previously registered financial professional and started their career in finance in 1983. Deanne had worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 18, 2019 - October 14, 2022
EDWARD JONES
February 24, 2012 - October 14, 2022
EDWARD JONES
October 23, 2009 - September 8, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 27, 2003 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
January 18, 2001 - January 9, 2002
CITIGROUP GLOBAL MARKETS INC.
October 12, 1999 - January 3, 2001
ZIONS DIRECT, INC.
February 24, 1988 - December 31, 1988
FIRST EAGLE, INC.
December 3, 1987 - March 3, 1988
TRI-BRADLEY INVESTMENTS
May 29, 1987 - November 17, 1987
FIDELITY BROKERAGE SERVICES LLC
October 20, 1986 - November 4, 1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 2, 1985 - July 22, 1986
MORGAN STANLEY DW INC.
November 7, 1984 - January 15, 1988
NIELSON AND CLARK INC.
June 22, 1983 - October 23, 1984
JOHNSON-BOWLES COMPANY INC
Primary Firm SEC Registration
EDWARD JONES
CRD#: 250 / SEC#: 801-3297, 8-759
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EDWARD JONES
CRD#: 250 / SEC#: 801-3297, 8-759
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE JONES FINANCIAL COMPANIES, L.L.L.P. | LIMITED PARTNER | |
| CHUBAK, DAVID | HEAD OF WEALTH MANAGEMENT & FIELD MANAGEMENT | 3254042 |
| EDJ HOLDING COMPANY, INC. | GENERAL PARTNER | |
| GREGO, JENNIFER A | CHIEF COMPLIANCE OFFICER - BROKER/DEALER | 4928947 |
| GUMBS, KEIR DEVON | CHIEF LEGAL OFFICER | 7815615 |
| GUNN, DAVID ALEXANDER | HEAD OF U.S. BUSINESS UNIT | 6150579 |
| JOHNSON, KRISTIN MICHELE | CHIEF OPERATING OFFICER | 2662524 |
| KLOCKE, JOSEPH LAWRENCE | CO-HEAD OF SUPERVISION | 2792068 |
| MIEDLER, ANDREW TIMOTHY | CHIEF FINANCIAL OFFICER | 4620055 |
| O'HANLON, ELIZABETH E | CHIEF COMPLIANCE OFFICER - INVESTMENT ADVISOR | 5834716 |
| PENNINGTON, PENELOPE | CHIEF EXECUTIVE OFFICER | 4037237 |
| PURDY, TODD JUDSON | HEAD OF OPERATIONS | 5623190 |
| WHALLEY, CASEY JOHN | CO-HEAD OF SUPERVISION | 4305865 |
Regulatory assets under management
| Total Number of Accounts | 5,086,856 |
| AUM (Assets Under Management) | $ 824,988,034,503 |
Disclosures
| Regulatory Event | 157 |
| Civil Event | 2 |
| Arbitration | 150 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/25/2025 | ||
| 10/24/2024 | ||
| 09/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
