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Carl Martell Wild Ii

CRD# 1073858·Registered 1982 - 1991
Previously Registered: Being a previously registered professional could mean that Carl is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Carl Martell Wild II, who also goes by Carl Martell Wild, was a registered financial advisor. Carl was a previously registered financial professional and started their career in finance 1982 - 1991. Carl had worked at 2 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Carl Martell Wild

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

44 years in the financial services industry

Current & Past Employments

MARTELL SECURITIES, LTD.·CRD# 22981
BD
May 26, 1989 - November 7, 1991
CHASE SECURITIES, INC.·CRD# 10793
BD
November 18, 1982 - September 12, 1986

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Current Firm

MS
MARTELL SECURITIES, LTD.

MARTELL SECURITIES, LTD.

CRD#: 22981 / SEC#: 8-40094
BD
Cancelled by FINRA on 11/06/1991

Contact Information

Established

Delaware since 07/18/1988

Firm Type

Corporation

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1982About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jul 1982About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Oct 1982About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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